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Dipti Srinivasan

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Open access Aug 2026

Control-Aware Multi-Horizon PUE Forecasting for Coordinated Data Center Demand-Side Management and Microgrid Dispatch

Data centers can provide demand-side flexibility by coordinating computing workloads, cooling systems, and on-site energy resources. However, facility demand varies with information technology (IT) load and cooling operation, making a fixed power usage effectiveness (PUE) or a forecast independent of planned controls inconsistent with dispatch. This paper proposes a control-aware, multi-horizon PUE forecasting framework for coordinated data center demand-side management (DSM) and microgrid dispatch. The key idea of this control-aware approach is to forecast PUE using planned workload and cooling schedules as inputs. A power-consistent Temporal Fusion Transformer (PC-TFT) predicts quantiles of non-IT overhead power and rack inlet temperature from telemetry, weather forecasts, admitted requests, and candidate workload and cooling schedules. Facility power and PUE are derived from the algebraic power balance, ensuring consistency among IT, overhead, and facility power and PUE values no lower than 1. Empirical split conformal calibration and temporally dependent scenarios characterize forecast uncertainty. A trajectory-conditioned piecewise-affine control response map with a recursive thermal state links the forecasts to a risk-informed model predictive controller that coordinates workloads, cooling, photovoltaic generation, battery storage, and grid exchange. The proposed framework is validated through EnergyPlus simulations of a Shenzhen data center, coupled with workload and microgrid simulations. Forecasting performance is compared with persistence and matched-input neural baselines, while dispatch is benchmarked against deterministic and oracle controllers. The results demonstrate improved multi-horizon PUE forecasting accuracy and empirical interval calibration, lower operating cost and peak grid demand, higher renewable energy utilization, and fewer service quality violations. These findings indicate that control-aware, power-balance-constrained probabilistic PUE forecasts can provide a reliable basis for coordinated data center DSM and microgrid dispatch.

Yingqi Liang, Junjie Peng, Guanyu Fu et al. · 0 citations
Open access Aug 2026

A Bi-Level Operation Strategy for Home Energy Management System Integrating the Goals of Residential Users with Distribution Network Operator

With the advancement of net-zero targets and the large-scale deployment of distributed photovoltaic (PV) systems, battery energy storage systems (BESS), and electric vehicles (EVs) in residential sectors, home energy management systems (HEMS) have become central to improving end-use energy efficiency. However, reliance on synthetic data, simplified and homogeneous load modeling, and lack of coordination between dynamic pricing mechanisms and multi-device scheduling, make them practically inefficient. Furthermore, most studies address only unilateral user-side optimization while neglecting the distribution network operational constraints and omitting rigorous anti-arbitrage mechanisms to preclude speculative user behavior. To address these gaps, this paper proposes a data-driven coordinated scheduling framework for residential PV-BESS and multi-device systems formulated within bi-level game-theoretic architecture. The upper-level employs particle swarm optimization (PSO) to determine dynamic additional price signals for peak shaving and distribution network security, with explicit constraints on distribution transformer capacity, node voltage deviation, and load ramp rate adapted to three-user scenarios. The lower-level formulates a mixed-integer quadratic programming (MIQP) model to achieve multi-objective optimization of user electricity cost, thermal comfort, device usage preference, battery cycle degradation, and end-of-cycle energy balance. Simulation results for representative summer and winter days indicate that the proposed framework reduces user-side electricity cost by around 30%, elevates PV self-consumption rate to over 70%, and achieves about 20% peak load reduction with around 15% peak-valley difference narrowing on the grid side. All distribution network security constraints and anti-arbitrage rules are strictly satisfied. The framework effectively reconciles the objectives of both residential users and the distribution grid.

Yitong Wu, Shitikantha Dash, Dipti Srinivasan · 0 citations