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Eugene Yang

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Book Open access Jul 2026

Clustering-Based Methods for Vector-Based Pseudo-Relevance Feedback

Prior work has shown that vector-based pseudo relevance feedback (PRF) is an effective technique for query expansion for improving retrieval results in dense information retrieval. In dense retrieval, ColBERT-PRF has emerged as a novel mechanism, using cluster centroids built from feedback documents as PRF expansion tokens and leveraging statistical information from the closest neighboring token ids to dictate how useful these expansion tokens are. While this approach has been shown to work well in the monolingual retrieval setting for English using the original ColBERT infrastructure, such systems have since evolved to improve inference speed, reduce storage and memory usage, and support cross-language (CLIR) and multilingual (MLIR) retrieval. As a result, many of these advancements have reduced the ability to utilize token-level statistics. In this work, we aim to explore how well this type of approach can adapt to dense retrieval models when it is not feasible to use surface-form information to pick discriminating expansion tokens. Furthermore, we explore alternative clustering mechanisms, such as HDBScan, to compare how different clustering methods perform at building clusters that can be useful for PRF. Experiments on MLIR, CLIR, and Report Generation tasks, such as those in the TREC 2024 NeuCLIR Report Generation Pilot Task, show that even without access to these token statistics, the use of cluster centroids for PRF can still improve nDCG and α-nDCG by up to 12%.

X. Velez, Andrew Yates, Eugene Yang et al. · 0 citations
Book Open access Jul 2026

Better than Dense? Investigating the Natural Backward Compatibility of Learned Sparse Representations

Advancements in retrieval models necessitate re-indexing, a computationally expensive process for large-scale production environments. While updating only the query encoder and continuing to use the old index could be a promising middle ground, dense retrieval systems suffer severe performance drops in this setting. We investigate whether Learned Sparse Retrieval (LSR) can mitigate this backward compatibility issue, as its lexical matching may provide a stable term-based anchor to preserve compatibility across model versions. Experiments on BEIR and the streaming settings of LoTTE show that upgrading only the query encoder causes only a small effectiveness drop in LSR when no mitigation applied, whereas dense retrieval fails severely. We explore lightweight query adaptation methods including ranking fusion, representation fusion, and minimal-training adapters to further improve compatibility. These approaches significantly improve backward compatibility on BEIR and effectively reduce performance loss in streaming retrieval. Code: https://github.com/JingfenQiao/LSR-BC.git

Jingfen Qiao, Gabrielle Poerwawinata, Thong Nguyen et al. · 0 citations