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Kaixuan Zhang

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Preprint Jul 2026

Beyond Semantic IDs: Encoding Business-Value Ranking into Document Identifiers for Generative Retrieval

Generative Retrieval (GR) formulates retrieval as a sequence-to-sequence generation task, assigning each document a document identifier (DocID) and retrieving it through autoregressive decoding, making DocID design a critical factor in retrieval quality. However, existing schemes based on discrete representation learning suffer from inherent collision issues and create a mismatch between the DocID's encoding objective and the system's business optimization target. To address these limitations, we propose \textbf{Cluster-Ranked Identifier (CRID)}, which decouples DocID into \textit{semantic clustering} and \textit{business-value ranking}, yielding collision-free identifiers that support incremental updates via intra-cluster reranking. We further introduce an analytical framework that decomposes retrieval gains into \textit{personalized preference} and \textit{statistical prior} generalization, revealing how semantic cluster size governs the balance between the two components. Experiments on a Taobao e-commerce corpus of over 300M items show that CRID surpasses the strongest embedding-based retrieval baseline on top-K Hitrate, and delivers +1.06\% GMV in full-traffic deployment.

Gui Ling, Zhihong Chen, Yu Li et al. · 1 citation