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2026

Spa: Stealthy and Persistent Backdoor Attacks in Federated Learning via Feature-Space Alignment

Federated Learning (FL) has emerged as a leading paradigm for privacy-preserving machine learning, yet the distributed nature of FL introduces unique security challenges, notably the threat of backdoor attacks. However, existing attack strategies face a critical limitation: reliance on end-to-end supervision creates a task-divergence that produces detectable model updates, while the use of fixed triggers is poorly aligned with FL’s evolving global model, leading to limited persistence. To address this limitation, we propose Spa, a novel framework for stealthy and persistent backdoors. Instead of creating a conflicting secondary task, Spa leverages feature-space alignment to seamlessly integrate backdoor features into the primary collaborative objective, thus ensuring stealth. Furthermore, to overcome the fixed-trigger challenge, Spa introduces an adversarial dynamic trigger optimization that mines the current global model for intrinsic vulnerabilities. This creates an adaptive trigger that co-evolves with the learning process, ensuring both efficacy and persistence. Extensive experiments demonstrate that Spa achieves high attack success rates (nearly 100%) with minimal impact on model utility, maintains robustness under data heterogeneity, and exhibits persistence (remains effective around 900 FL rounds after stop attacking), outperforming conventional techniques. Our results highlight the importance of further investigation into this new class of emerging threats and emphasize the need for advanced, feature-level defense techniques.

Chengcheng Zhu, Ye Li, Bosen Rao et al. · 0 citations
Preprint Aug 2026

Auditing Data Provenance in LLM Fine-tuning via Intrinsic Distributional Fingerprints

The proliferation of customized Large Language Models (LLMs) poses critical risks of Data Intellectual Property (Data IP) infringement via unauthorized fine-tuning on proprietary data. Existing audit techniques are limited, as they require intervention during data preparation or training and remain fragile under malicious obfuscations such as data paraphrasing and knowledge distillation. We propose \textit{Distribution Provenance Audit (DPA)}, a post-hoc framework for auditing data IP infringement in LLM fine-tuning under black-box and malicious settings. DPA is grounded in a critical insight: regardless of fine-tuning tactics to evade provenance, the practical necessity of maintaining utility constrains the model to preserve the fundamental intersection of semantic substance and lexical form. Accordingly, DPA captures this persistent lexical-semantic intersection as intrinsic distributional fingerprints. The framework formulates the audit as a statistical hypothesis test, effectively quantifying these fingerprints via unbiased output sampling to reliably reject the null hypothesis of non-usage. Extensive experiments on medical and legal fine-tuning tasks show that DPA consistently outperforms existing baselines, remaining robust against adversarial trainers employing paraphrasing and knowledge distillation. We further highlight a fundamental dual-use tension: the same high-fidelity distributional fingerprints enabling reliable auditing may also facilitate privacy attacks.

Zirui Huang, Yunlong Mao, Wei Tong et al. · 0 citations