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artificial intelligence

2,591 papers

#artificial intelligence Preprint Open access Sep 2026

Difference-in-Differences on a Censored Rating Scale Can Manufacture an Effect: Evidence from a Pre-Registered LLM-Judge Audit

Audits of LLM judges certify a bias by contrasting matched conditions, and the strongest designs difference twice: a within-item contrast between two candidate responses, differenced again across a manipulated attribute, read off a bounded rating scale. We show that this endpoint is not identified on the scale that reports it. Each term of the double difference is censored by its own share, so the observed statistic confounds differential preference with differential attenuation: a severity shift common to both responses manufactures an interaction whenever the two censor it unequally, as unequal distances from the bounds make them, exactly where good stimuli place them. We exhibit the failure inside a pre-registered audit of a frozen pedagogy judge, sealed before the first of its 990 calls. The registered primary endpoint, the effect of a stated learner profile on the judge's scaffolding preference, is null: $+0.085$ points (95\% BCa $[-0.167, +0.353]$, $p = 0.684$). The audit's one nominally significant interaction, $+0.378$ ($p = 0.002$), is not identified as preference: a construction containing zero differential preference reproduces 79 to 85\% of it from the observed severity shift and the scale floor alone. We derive the mechanism in closed form and show that its contribution is measurable from an audit's own ratings.

Shuyi Fan, Boyuan Deng, Mengyu Xu et al. · 0 citations
#artificial intelligence Preprint Aug 2026

LoRA-GA$^2$: Low Rank Adaptation with Multi-step Gradient Adaptive Alignment

Low-Rank Adaptation (LoRA) is a prominent fine-tuning method for large models, achieving competitive performance with reduced memory overhead. However, a persistent performance gap remains between LoRA and full fine-tuning. Recent studies have sought to narrow this gap by employing one-step gradient approximations of pretrained weights to align LoRA updates with the principal directions or intrinsic dimensionalities of full fine-tuning updates. Nevertheless, these approaches fail to capture the full dynamics of the gradients. In this paper, we propose LoRA-GA$^2$, an effective fine-tuning algorithm that fully leverages multi-step gradient information. Specifically, we introduce a lightweight probe for multi-step gradients of pretrained weights that incurs no additional GPU memory cost and only marginal time overhead. We further employ a spectrum-aware, importance-based rank allocation and optimal initialization derived from multi-step gradients. Extensive experimental results demonstrate that LoRA-GA$^2$ consistently outperforms existing LoRA variants while preserving the efficiency advantages of vanilla LoRA. For instance, LoRA-GA$^2$ surpasses the leading baseline by an average of 0.66 points on the GLUE benchmark, and outperforms the strongest baseline by 1.03 points on GSM8K and 0.87 points on HumanEval, respectively.

Haonan He, Xin Fan · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Preference Tree Optimization: Enhancing Goal-Oriented Dialogue with Look-Ahead Simulations

Developing dialogue systems capable of engaging in multi-turn, goal-oriented conversations remains a significant challenge, especially in specialized domains with limited data. This research proposes a novel framework called Preference Tree Optimization (PTO), designed to iteratively improve agent models in such dialogue systems, by generating preference data using a method called Preference Tree with Look-Ahead. Focusing on Motivational Interviewing (MI) -- a counseling technique aimed at facilitating behavioral change -- we leverage virtual patients and an oracle evaluator to simulate conversations and generate rich preference datasets. By combining this method with Direct Preference Optimization (DPO), we aim to enhance the agent's decision-making capabilities over iterative training cycles. The proposed framework addresses data scarcity and advances the development of more nuanced and effective dialogue systems in goal-oriented domains. Experimental evaluations demonstrate that the PTO framework enhances dialogue agents' performance in goal-oriented conversations within the domain of Motivational Interviewing (MI). Models trained with PTO consistently outperformed the baseline in key metrics such as session satisfaction and working alliance. Additionally, incorporating look-ahead simulations led to improved long-term planning and more effective conversational strategies, with deeper look-ahead configurations yielding the most stable and high-scoring results.

Lior Baruch, Moshe Butman, Kfir Bar et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Open-World Semantic Segmentation with Sensitivity Modeling

Modern vision systems must operate in "open-world" settings, where models must recognize known categories and detect unseen or anomalous content. Conventional semantic segmentation models operate under a "closed-world" assumption, often producing overconfident misclassifications on novel content. We address open-world semantic segmentation, the joint task of segmenting known classes while detecting and grouping novel or anomalous content without additional supervision, by extending a dual-decoder baseline with a third, complementary decoder within a unified encoder-decoder design. The first decoder performs closed-set segmentation using Gaussian prototypes for known categories. The second uses contrastive feature learning to isolate unknown regions in embedding space. The third, our key contribution, is a sensitivity decoder that captures fine-grained texture irregularities and activation instabilities indicative of semantic uncertainty, which neither semantic prototypes nor contrastive norms can reliably detect. The three decoders provide genuinely complementary signals: class-level OOD distance in logit space, global feature energy in embedding space, and local activation instability across encoder scales. Experiments on Cityscapes and BDD-Anomaly show that our method improves anomaly segmentation and novel-class discovery while maintaining competitive closed-set accuracy, with gains of +2.4% AUROC and a 2.5 pp. reduction in FPR@95TPR on BDD-Anomaly over the baseline.

Anastasios Romanos Varvarigos, Nikos Giakoumoglou, Tania Stathaki · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Scaling an Autoregressive Transformer for Single-Cell Generation

We study a self-supervised generation task for single-cell gene expression vectors: given a set of vectors from a cell type, we aim to generate additional gene expression vectors of that cell type. For this task we characterize both the biological fidelity of the generated gene expression vectors and the scaling behavior of the pretraining loss. The model is a causal transformer paired with a learned quantized VAE tokenizer, trained with a cross-entropy loss. To evaluate the model, we condition it on held-out gene expression vectors of a cell type and generate vectors of gene expression, comparing the resulting distribution over gene expression vectors to the ground truth distribution of that cell type. We study the scaling properties of the proposed architecture by varying the number of trained parameters and the amount of training data. To our knowledge, we find the first jointly-fit two-exponent scaling law and compute-optimal frontier for a single-cell foundation model. Finally, we discuss how this pretrained model could be finetuned for perturbation response prediction.

Aleksandr Sharipov, Yusif Mukhtarov, Igor Molybog · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Training nGPT

The normalized Transformer (nGPT) realizes hyperspherical representation learning by constraining model parameter vectors and activation vectors to the unit hypersphere. In this paper, we describe a practical training recipe for nGPT and evaluate it on modern hybrid Mamba-2--Transformer Mixture-of-Experts (MoE) models. The recipe introduces Logit Gradient Preconditioning, Logarithmic Learning Rate Decay, GatedAdamW, angular update control, and optional exploration mechanisms. Compared with an unnormalized model of the same hybrid MoE architecture trained with AdamW, the 30B-total-parameter nGPT model reaches the same validation loss using approximately half as many training tokens. The recipe scales across the models considered, which contain up to 30B total parameters.

Ilya Loshchilov, Boris Ginsburg · 0 citations
#artificial intelligence Preprint Open access Sep 2026

SABER-Math: Automated Benchmark for Information Retrieval Evaluation in Mathematics

As agentic AI systems tackle more complex mathematical tasks, they increasingly rely on information retrieval (IR) to search problem databases, theorem libraries, and educational resources. However, choosing the right retriever remains difficult, as it is infeasible to directly isolate its effect on downstream performance. On the other hand, existing retrieval-specific benchmarks often fail to capture fine-grained mathematical relevance, penalizing relevant documents. We address this gap by introducing SABER-Math, the first fully automated benchmark for evaluating mathematical IR without expert annotation. Starting from 283K high-school-level math problems with solutions, SABER-Math builds challenging reranking tasks in three steps: (i) first, LLMs extract concise solution summaries and mathematical topics for each problem; (ii) then, per-query relevant documents are discovered using ontology topic-based and lexical solutions-summary-based similarities, and (iii) finally, a Swiss-style LLM preference tournament produces fine-grained relevance ratings for the documents. We evaluate lexical retrievers, specialized mathematical retrieval systems, and recent embedding models. We find that while modern embedding models substantially outperform classical and math-specific baselines, even the strongest systems struggle in symbol-heavy domains like Algebra and Calculus. Importantly, we show that general-purpose IR benchmarks such as MTEB do not reliably predict mathematical performance, especially for recent embedding models, highlighting the need for math-specific retrieval benchmarks.

Nikolay Georgiev, Maria Drencheva, Kseniia Ibragimova et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

AdaMem: Learning What to Remember with Adaptive Memory Policies for Personalized Agents

Long-term memory systems allow LLM agents to preserve information beyond a single context window, but most systems focus on storing and retrieving facts after extraction, leaving the write decision under-specified. What deserves memory can depend on the user's current task, topic, activity, or interaction partner, while uniform extraction applies one notion of importance across these different situations. We formulate this challenge as preference-conditioned write control and introduce AdaMem, which uses adaptive natural-language Memory Policies to personalize what an agent writes to memory. Each policy represents the user's memory preference for a particular interaction context, is updated from periodic feedback, and controls subsequent memory writing. We evaluate this loop in AdaMem-Bench, which assigns different memory preferences to six concurrent interaction personas across five ten-week stories. Across two extraction models and two feedback modes, AdaMem improves average QA accuracy over Mem0 from 80.0\% to 84.35\% while reducing persistent memory by 9.27\%. Our analyses show that explicit feedback helps models learn better memory policies, but current models still struggle to translate those policies into reliably selective writing behavior. AdaMem thus demonstrates the promise of adaptive write control while exposing policy execution as a central limitation of current memory agents. Our code is publicly available: https://github.com/galaxyChen/AdaMem

Xingyu Chen, Rui Wang, Zhaopeng Tu et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Backdoor Attacks on Speech Emotion Recognition via TTS-Generated Poisoning

Speech Emotion Recognition (SER) systems increasingly leverage self-supervised acoustic representations, yet their vulnerability to training-time attacks remains largely underexplored. This paper presents the first systematic study of poisoning-based backdoor attacks on SER, with a focus on threats enabled by text-to-speech (TTS) generated audio. We introduce a stealthy, low-energy acoustic trigger that can be embedded imperceptibly into both natural and synthetic speech, enabling scalable and consistent poisoning. Our experiments demonstrate that SER models can be reliably compromised with high attack success rates under low poisoning ratios, while maintaining near-clean performance on benign inputs. We further show that backdoor patterns exhibit strong cross-model transferability and that self-supervised representations are particularly susceptible to learning these triggers. These findings reveal that TTS technology dramatically lowers the barrier to effective backdoor attacks, exposing critical vulnerabilities in modern SER pipelines and motivating the urgent need for dedicated defenses.

Yongbin Huang, Xihao Xie, Jia Zhang · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Implicit vs. Explicit Prompting Strategies for LVLMs in Referential Communication

Two recent studies \citep{jones2026llms, zeng2026lvlms} reach apparently contradictory conclusions about whether large vision-language models (LVLMs) can coordinate similarly to humans on efficient referring expressions. We control for task differences between the studies while directly comparing their prompting styles. We replicate the finding that models can coordinate efficient referring expressions when \textit{explicitly} prompted to do so, suggesting that other task differences are not responsible for divergent results. However, we also find that the same models fail to infer the need for communicative efficiency from a more \textit{implicit} prompt, highlighting critical differences between how humans and AI systems communicate.

Peter Zeng, Amie J. Paige, Weiling Li et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Do Large Language Models Always Tell The Same Stories?

Recent advances in large language models (LLMs) have enabled the generation of high-quality prose, yet whether these models are capable of generating diverse or creative artifacts remains a contested question. In this work, we investigate the diversity of LLM-generated stories through the framework of narrative similarity. Using a contrastive framework and a dataset of human-written stories and prompts from r/WritingPrompts, we collect narrative similarity judgments across 10 representative LLMs, utilizing both human evaluations and three different automatic annotation methods. Our findings reveal a clear trend: LLM-generated narratives are consistently more similar to each other than human-written stories are. We demonstrate that frontier models in particular converge on a "mean" generic narrative that approximates individual human stories but lacks the collective diversity of human authors. Finally, we show that common mitigation strategies, including negative prompting and temperature scaling, fail to meaningfully address this homogeneity.

Thennal DK, Hans Ole Hatzel · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Follow the Latent Roadmap: Navigating Revocable Decoding for Diffusion LLMs with Anchor Tokens

Diffusion Large Language Models (dLLMs) offer a promising avenue for parallel generation but face a trade-off between decoding speed and quality. While revocable decoding strategies attempt to mitigate errors by verifying and remasking tokens, they typically operate within a mixed-quality context. This leads to two critical failures: \textit{Error Propagation}, where new tokens absorb toxic information from erroneous context, and \textit{Local Error Reinforcement}, where errors mutually reinforce each other to evade detection. To alleviate these challenges, we propose ASRD (Anchor Supervised Revocable Decoding), a training-free framework that operates within the embedding space. ASRD explicitly decouples the decoding context into trusted \textit{Anchor Tokens}, which are identified via temporal consistency, and uncertain candidates. Leveraging a dynamic Anchor Tokens Cache, we introduce two complementary mechanisms: (1) Anchor-Guided Generation, which injects entropy-weighted anchor signals into masked positions to implicitly rectify attention toward the reliable global skeleton; and (2) Anchor-Perturbed Verification, which applies orthogonal perturbations to uncertain candidate tokens, destabilizing and remasking errors driven by fragile local consensus. Extensive experiments on math and coding benchmarks demonstrate that ASRD outperforms recent remasking baselines, achieving accuracy improvements of up to 6.4\% while accelerating inference throughput by up to 7.2$\times$.

Yizhen Yao, Qinglin Zhu, Runcong Zhao et al. · 0 citations

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