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#artificial intelligence Preprint Sep 2026

Independent Reinforcement Learning in Discounted Markov Games

In this work, we study radically uncoupled learning in discounted general-sum Markov games. Assuming ``$\mathsf{ETH}$ for $\mathsf{PPAD}$", we show that, for every fixed discount factor, there is no polynomial-time algorithm for computing inverse-polynomially accurate coarse correlated equilibria in discounted general-sum Markov games when players learn independently in decentralized settings. Complementing this hardness result, we provide what appears to be the first \emph{radically uncoupled} algorithm with sub-exponential convergence guarantees to coarse correlated equilibria in discounted general-sum Markov games without imposing any structural restrictions on the game. Our algorithm is a \emph{layered} variant of optimistic mirror descent with an increasing step-size schedule tailored to the multi-agent setting. Finally, we develop both full-feedback and partial feedback versions of the aforementioned algorithm and establish sub-exponential convergence guarantees for each case.

Asrin Efe Yorulmaz, Uğur Aydın, Tamer Başar · 0 citations
#artificial intelligence Preprint Aug 2026

EvoFlint: An Evolutionary Atlas of Multi-Turn LLM Vulnerabilities

Frontier language models that refuse harmful single-turn prompts often comply when the same intent is reached gradually over many turns, making multi-turn attacks one of the least understood failure modes of large language models. Most automated red-teaming methods treat this as a generation problem: produce attacks that break the model. We argue it is better framed as a search problem: discover, organize, and iteratively refine a diverse archive of attack strategies, producing a structured map of how a target model fails rather than a list of one-off successes. We introduce EvoFlint, which applies evolutionary quality-diversity search to multi-turn red-teaming. Attack strategies are phased conversation plans, not raw prompts, and are evolved through LLM-driven mutation and crossover. A Pareto fitness over attack success rate and peak severity preserves selection signal from near-miss attacks. A risk-indexed archive runs novelty search with local competition over strategy description embeddings inside each cell, maintaining diversity without committing to a predefined style taxonomy. A generation-level memory accumulates target-model insights across the population and feeds them back into strategy generation. On the HarmBench-test split, EvoFlint reaches attack success rates of 35.8% on Claude Sonnet 4.6, 59.7% on GPT-5.4, and 94.3% on Qwen3-32B, alongside 98.7% on the older GPT-4o included as a baseline reference. The resulting archive, organized by risk category, exposes for each target which categories of harm its safety training has and has not covered.

Fei-Tong Qiao, Li-Ren Peng, Shi-Ming Ren et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Higher Structures in Deep Learning

We provide an expository introduction on the importance of higher-arity tensor operations to deep learning. Then, we conduct a novel empirical investigation of higher-arity phenomenon in trained neural networks, introduce a hypergraphical generalization of the multilayer perceptron, and explore connections to evolutionary algorithms. We conclude with a discussion of promising directions for future research.

Michael L. Roberts, Carlos Zapata Carratal\'a. Nicholas J. Cooper, Lijun Chen et al. · 0 citations
#artificial intelligence Preprint Aug 2026

HBQ: Hierarchical Scaling Block Quantization with Hardware-Efficiency-Aware Design for Accurate LLM Inference

Block Quantization (BQ) is a promising approach for efficient deployment of large language models (LLMs), enabling low-precision computation with controlled accuracy degradation. Compared to scalar weight-only quantization (WoQ), BQ quantizes both weight and activation, offering higher hardware efficiency and end-to-end inference on a unified datapath, but its design space, spanning bit-width, block size, scaling, and numeric formats, remains underexplored. We provide hardware/benchmark results through design space exploration (DSE). We find that increasing block size improves hardware efficiency by amortizing dequantization and accumulation costs, but degrades accuracy. This trade-off limits conventional BQ methods. Motivated by this insight, we propose Hierarchical Block Quantization (HBQ). Unlike prior methods [1], [2], which use small blocks and conventional Power-of-Two (PoT) or integer-based scaling, HBQ uses large blocks to maximize efficiency and introduces low-overhead significand (SIG) scaling for second-level quantization. By allocating quantization levels effectively and accounting for distinct activation and weight distributions, SIG scaling compensates for large-block errors more effectively than prior PoT and INT schemes. HBQ-A (accurate) achieves W4A16-level accuracy using only W4A5 while requiring less silicon area than NVFP4. HBQ-E (efficient) further reduces hardware cost by 17% while maintaining higher accuracy than all existing BQ methods. We implemented a 28nm ASIC accelerator applying HBQ to weights, activations, and KV cache, and integrated a novel partial-sum BQ scheme to further reduce EMA energy. Compared to state-of-the-art WoQ, HBQ delivers $2.3\times$/$4.6\times$ higher area/energy efficiency at the same accuracy level; $1.6$--$3.3\times$ system energy reduction and $1.5$--$3.0\times$ speedup over prior BQ methods while providing best accuracy.

Chun-Ting Chen, Dongguang Han, HanGyeol Mun et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Capability-Gated Language Models: Security Composes, Utility Does Not

Deployed language model safeguards (safety fine-tuning, filtering, unlearning) vary by principal only outside the model weights: filters are reconfigured, tiers are multiplied, and artefacts are reissued; inside one set of weights every request meets the same model configuration. This motivates us to define capability-gated deployment: per-principal access control inside one set of weights, whose configurations form a lattice - meets accumulate a principal's restrictions and joins pool a coalition's reach. We instantiate it by sparse rank gating over an existing nested-factorisation mechanism, guide profile search with one-pass attribution, and read every result once from a pre-registered held-out split. Security composes: provably at meets under a monotone-elicitation assumption we falsify pointwise. In two lineages the median held-out meet deepens suppression; the one effect surviving correction strengthens it. Utility does not: individually harmless profiles can compose to retention and fluency damage, and no compositional bound exists.

Patrikas Vanagas, Augustas Ma\v{c}ijauskas, Laurynas Lopata · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Risk-Aware Decision-Making for Autonomous Overtaking: A World Model-Based Mixture-of-Experts Framework

Autonomous highway overtaking demands foresighted decision-making to handle complex interactions, stochastic traffic evolution, and temporal risk accumulation. However, standard safe reinforcement learning approaches typically rely on implicit value-based risk estimations rather than explicit dynamics modeling, thereby struggling to accurately capture complex risk propagation over multi-step horizons. This limitation frequently results in behaviors that are locally safe but induce substantial latent risks in the long term. To address this, a World Model-based Risk-aware Mixture-of-Experts (WM-RMoE) framework is proposed. First, a learned latent dynamics model facilitates parallel multi-step rollouts, elevating safety assessment from the action level to the trajectory level via cumulative risk evaluation. Second, to enhance robustness under varying interaction intensities, a hierarchical gating mechanism dynamically coordinates experts across long-horizon, short-horizon, and rule-based safety modules. Furthermore, a Gaussian Mixture Model is integrated to preserve multimodal maneuvering branches, thereby mitigating the issue of behavioral mode averaging. Experimental results demonstrate that WM-RMoE significantly outperforms representative baselines in terms of safety compliance, decision stability, and generalization capability. Furthermore, benefiting from the risk-aware formulation, the proposed framework uniquely exhibits the ability to generate foresighted and semantically distinct overtaking maneuvers across diverse traffic densities.

Yongzhi Liu, Sunan Zhang, Jinchang Xu et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Adapting Without Gradients: Affine Statistics Transport and What Its Certificate Can Tell You

Test-time adaptation (TTA) typically assumes that model parameters can be updated at inference time. This assumption is restrictive for inference-only accelerators, frozen or third-party models, and memory-constrained deployments, and standard BatchNorm-based TTA configurations may also become inactive on architectures without BatchNorm. We study adaptation when the learned model must remain frozen. We introduce CASTER, a gradient-free method that stores source class statistics in a discriminative subspace, estimates a class-shared affine transformation from target-batch moments, and analytically transports the source class distributions before classification. CASTER requires no backward pass, optimizer state, or stored source feature bank. Across four backbones and seven datasets, it outperforms k-NN on identical frozen features in 27 of 28 backbone-dataset settings while retaining a median of 18x less state. Affine transport is not always reliable. On ImageNet-C, where batches contain only 64 samples for 1000 classes, unconditional transport loses 21.2 top-1 points. We therefore introduce an empirical residual-to-margin transportability certificate. Across 307 evaluation cells, every transport losing more than 10 points has certificate value above 3.9, although benign and destructive regimes are not perfectly separated. Gating converts an average $-3.35$-point effect of unconditional transport into a +1.69-point gain, and performance remains within 0.3 points of the best threshold over a broad threshold range. Finally, we show that this certificate is mechanism-specific: when applied to Tent, it accepts only $4.3\%$ of updates and preserves 0.6% of Tent's available gain. These results position CASTER as a lightweight adaptation mechanism for frozen-model deployment, together with an explicit account of when its safety signal is informative and when it is not.

Salim Khazem, Ibrahim Mohamed Serouis · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Neurosymbolics for Data Engineering: Achieving Long Context Token Reduction Without Finetuning

Large Language Models are increasingly deployed for sophisticated data engineering tasks such as generating structured queries from natural language, Text-to-SQL, and automating complex spreadsheet operations. However, maximizing their utility demands both higher finetuning-free accuracy and solutions to the computational bottleneck imposed by the Transformer architectures inherent quadratic (On2) time complexity. This paper introduces a novel drop-in neurosymbolic layer designed to seamlessly integrate into existing LLM backbones enhancing logical reasoning and mitigating long-context resource consumption. On the reasoning front, the layer immediately and significantly improves performance yielding an average accuracy increase of 85% across rigorous benchmarks including BIRD-CRITIC and LiveSQLBench, critically achieving these gains without any task specific finetuning or RLHF. Concurrently, we repurpose this approach to address the severe computational strain of long context inference. By leveraging symbolic processing to prioritize and compress relevant contextual information the layer reduces the effective token usage by over 50% and brings the effective time complexity down from O(n2) to approximately O(n) on certain long context tasks. This dual impact approach not only makes LLMs substantially more reliable for data engineering but also drastically reduces the computational pressure on inference chips, making long context tasks more manageable and cost effective.

Vishvesh Bhat · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Counterfactual Fragility Certificates: Exposing High-Confidence Brittleness under Structured Evidence Failure

High test accuracy and good aggregate calibration do not show whether an individual prediction is structurally supported by its evidence. In tabular decision systems, failures often occur when a feature family becomes unavailable, delayed, noisy, stale, or low-trust while the model remains highly confident. Existing calibration, uncertainty, selective-prediction, explanation, and perturbation methods provide scalar scores or attribution maps, but not a recomputable audit object answering: under a declared evidence-failure protocol, what trajectory makes this prediction lose support? We introduce Counterfactual Fragility Certificates (CFC), a model-agnostic protocol-level audit certificate-not a formal robustness certificate-that maps each prediction into an ordered evidence-failure trajectory summarized by greedy flip budget, normalized margin-collapse area, degradation thresholds, and fragility dominance score. Across seven tabular benchmarks and strong linear, tree-based, boosting, and neural baselines, CFC-FDS identifies independently brittle high-confidence cases with 0.915 AUROC, improving over the strongest non-certificate score by +0.405. The advantage persists across perturbation, permutation-importance, group-SHAP, baseline-choice, seed-variance, budgeted-review, and naturalistic field-unavailability checks. Under a 20% review budget, CFC-FDS captures 88.9% of brittle high-confidence cases, compared with 31.8-37.4% for confidence and energy scores. We also evaluate fragility-aware regularization and brittleness-aware temperature correction as secondary uses. CFC provides a concrete reliability framework for exposing high-confidence brittleness missed by ordinary score-centric evaluation.

Filippo Cenacchi, Longbing Cao, Runze Yang · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Latent-Space No-Arbitrage Geometry of Generative Models for Implied Volatility Surfaces

Generative models for implied volatility surfaces must produce outputs that satisfy static no-arbitrage constraints. We study these constraints in latent space. For a fixed generator, we assign each latent code a scalar margin determined by the no-arbitrage conditions of the generated surface. The codes with nonnegative margin form the admissible latent set. We establish conditions under which strictly admissible codes remain admissible under small perturbations and the boundary of the admissible set is characterized by zero margin. For regular boundary components, we formulate a level-set equation whose local dynamics are directed toward the zero-margin set. The analysis treats the generator as a map from latent variables to surfaces and is therefore not restricted to a particular architecture. It applies to variational autoencoders, generative adversarial networks, and other generative models with a deterministic realization map. Numerical tests recover known boundaries in analytic examples. Experiments with a variational autoencoder trained on Heston surfaces show that similar reconstruction errors can correspond to different admissible regions and that the latent prior may be concentrated inside such a region. The computed boundary can also be used to modify latent codes that generate violating surfaces.

Jing Wang, Shuaiqiang Liu, Cornelis Vuik · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Topic Matching in the Wild: Benchmark and Lessons from Real-World ASR Transcripts

In contact centers, real-time agent-assist tools determine, for each of many predefined topics, whether a live customer utterance is relevant and display a coaching card to the agent when it is. The input is noisy and challenging: ASR(Automatic Speech Recognition) transcripts of spontaneous phone conversations, which can be unclear, repetitive, and mostly lack punctuation. To systematically study this real-world task, we curate a human-annotated topic-utterance judgments dataset sourced from real call-center transcripts. We compare three types of matchers: a regex-based baseline, zero-shot sentence embedding encoders, and Gemini-based LLM matchers. In addition, two types of topic representations are studied in our benchmark:keyphrases and natural language description. Our empirical experiments highlight the superior performance of lightweight LLM matchers over embedding and regex models when equipped with natural language descriptions.

Saman Rahbar, Xiliang Zhu, Irvin Cardoza et al. · 0 citations
#artificial intelligence Preprint Aug 2026

The Curse of Multilinguality in Lexical Normalization

Lexical normalization rewrites the noisy, non-standard words that fill user-generated text (tmrw, u, gr8) into their standard forms. Because labelled data is scarce for most languages, a popular shortcut is to train a single model on many languages at once. We ask a simple question: how many languages should such a model be trained on? Using one fixed-capacity character-level model and twelve languages from a standard benchmark, we vary the number of jointly trained languages from one to twelve and measure per-language accuracy. We find a clear curse of multilinguality: accuracy is highest when a language is trained with only a few others, often just one to four, and then falls steadily and substantially, dropping by about forty percent as the rest are piled on. A control that holds the total amount of training data constant makes the decline arrive sooner and fall further, which points to competition among the languages for one fixed-size model rather than to how much data is available. We also test whether a language's typological distance from the others predicts its ideal number of co-training languages, and find no dependable rule: any apparent relationship rests on a couple of languages and does not hold up. For compact normalization models, less can be more: a few languages beat pooling everything into a single model.

Saman Rahbar · 0 citations

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MIT News · Artificial Intelligence Aug 27, 2026

Looking beyond natural sequences

A new machine-learning framework aims to improve the success rate of computational protein design while moving away from results that reproduce sequences found in nature.

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