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natural language processing

1,585 papers

#natural language process... Preprint Open access Sep 2026

Dual-Form ASR: Semantics-Aware Inverse Text Normalization for Chinese Speech Recognition

Modern automatic speech recognition (ASR) scenarios require both spoken-form transcripts for faithful transcription and readable written-form transcripts with inverse text normalization (ITN). However, these forms are typically produced by cascaded modules, where a spoken-form ASR output is rewritten by a separate ITN component, making written-form ASR-ITN vulnerable to recognition errors and decoupling normalization from acoustic-contextual modeling, especially for semantically dependent numeric expressions. In this paper, we propose Dual-Form ASR (DF-ASR), a framework that extends spoken-form ASR capability to semantics-aware written-form ITN through paired spoken-form and written-form supervision while retaining prompt-level selection between transcript forms. The dual-form supervision is constructed via a large language model (LLM)-driven generate-and-judge workflow, and training is further enhanced by ITN-MWER, a sequence-level objective that assigns higher cost to errors on normalization-sensitive spans. We also introduce a decision-aware REQUIRE-ITN/\FORBID-ITN protocol to separately measure required normalization and forbidden-span preservation. On manually annotated Chinese subsets from SpeechIO, DF-ASR consistently outperforms open-source ASR-ITN systems, remains competitive with strong closed-source references, and preserves reliable prompt-level control between spoken-form and written-form outputs.

Fengrun Zhang, Li Fu, Wangjin Zhou et al. · 0 citations
#natural language process... Preprint Open access Sep 2026

Contamination Inflates Scores but Rarely Reorders Large Language Model Leaderboards

Benchmark contamination, the leakage of test items into training data, is widely described as a threat to the reliability of large language model (LLM) leaderboards. We argue that this concern conflates two distinct questions: whether contamination inflates absolute scores, and whether it reorders the ranking of models. We recast contamination as a violation of anchor-item invariance and measure it through the differential functioning of original versus semantically equivalent paraphrased items, a within-item contrast that holds the measured skill fixed and isolates memorization from capability. Using per-instance responses from 47 publicly released models and 74 models finetuned with a known dose of contamination, across four benchmarks (ARC, GSM8K, HellaSwag, MMLU), we first calibrate the measure against ground truth: it recovers injected contamination dose-responsively (a corrected effect of +0.187 accuracy points for test-set leakage) and never flags a negative-control model trained only on the legitimate training split (-0.012). We then quantify leaderboard impact: the rank correlation between a standard leaderboard and a paraphrase-controlled leaderboard is 0.997, and a sensitivity analysis shows that the observed differential contamination is far below the level needed to move rankings, with only 3 of 188 model-by-benchmark cases showing differential contamination corroborated across two references. Contamination among these public models is therefore largely uniform: it inflates absolute scores without reordering the leaderboard, and ranking distortion requires the rare case of differential contamination. We provide a calibrated invariance audit, released as a reference implementation, and recommend that leaderboards report paraphrase-controlled rankings alongside confidence intervals.

Xingyao Xiao (Stanford University), Yihong Cheng (City University of Macau) · 0 citations
#natural language process... Preprint Open access Sep 2026

Distilled Rapid Embedding Transfer (DRET): Parameter-Efficient Biomedical Domain Adaptation via Priority-Based Embedding Transfer

Large domain-specific language models such as BioBERT and ClinicalBERT achieve strong performance on biomedical NLP tasks, but their computational demands make them impractical for many real-world deployments. General-purpose, parameter-efficient models such as DistilBERT are lightweight yet lack the domain knowledge required for specialized tasks such as PICO (Population, Intervention, Comparison, Outcome) classification. We introduce Distilled Rapid Embedding Transfer (DRET), a knowledge-transfer paradigm that injects biomedical domain knowledge from large specialized models into a smaller general-purpose model without retraining on the original specialized corpora. DRET is developed as an iterative family of strategies: a unified tokenizer-merge strategy (DRET 1.x), hybrid embedding averaging (DRET 2.0), and a priority-based embedding-transfer mechanism (DRET 3.x) that hierarchically selects embeddings from the most authoritative source models, further combined with embedding-layer freezing, differential learning rates, label propagation, and imbalance-aware loss functions (DRET 4.x). We evaluate DRET on token-level PICO classification using the EBM-NLP corpus under severe class imbalance, across a twelve-metric battery. DRET-enhanced DistilBERT (66M parameters) attains balanced accuracy, recall, and ROC-AUC competitive with, and on several class-wise metrics exceeding, models an order of magnitude larger, while retaining DistilBERT's efficiency. We further show that transfer occurs at the embedding level through cosine-similarity, semantic-shift, and t-SNE analyses. DRET offers a scalable, resource-efficient route to near-domain-expert performance for biomedical text mining, with direct application to automated systematic literature reviews and clinical decision support.

Girish Sundaram, Daniel Berleant · 0 citations
#natural language process... Preprint Open access Sep 2026

Margins, Not Windows: Training-Free Per-Step Lossy Speculative Decoding

Speculative decoding accelerates LLM inference by drafting candidate tokens and verifying them in parallel. Tree-attention drafters such as EAGLE-3 are widely adopted, yet typically hold two decisions fixed: (1) a strict token-match verification rule and (2) a static draft-tree shape. Prior work relaxes each in isolation under limiting assumptions: long draft chains for training-free lossy verification, and adaptive tree shaping under a fixed token budget. We introduce AdaptiveSpec, a training-free per-step speculative decoding method that adapts both decisions from internal signals already produced during decoding. A per-step margin rule promotes a mismatched draft-proposed token when the ratio of the target's probability on the drafted token to its top-1 probability exceeds a threshold with no dependence on draft length or underlying drafter architecture. A per-step tree policy adjusts the draft tree's depth, width, and node count directly from a fused signal of draft top-1 confidence and a rolling acceptance history capturing recent draft-target agreement, allowing the total draft count to vary rather than only be redistributed. The two adaptations operate on orthogonal axes and compound in effect. Implemented on the SGLang production-grade serving engine, AdaptiveSpec improves throughput over the state-of-the-art autoregressive speculative decoding method EAGLE-3 by up to 56%, recovering 93% to fully lossless task accuracy across GSM8K, MATH-500, and HumanEval on three target models (DeepSeek-R1-Distill-Llama-8B, Llama-3.1-8B-Instruct, Qwen3-8B).

Oszk\'ar Urb\'an, Young D. Kwon, Stylianos I. Venieris et al. · 0 citations
#natural language process... Preprint Open access Sep 2026

PiPMRE: A Pipeline Based on Language Model for Medical Relation Extraction

Medical relation extraction (MRE) is commonly known for extracting entities and their relations jointly from a medical text, which has attracted considerable attention in recent years. Previous studies treat MRE as a sequence tagging task, which results in either a challenging design of the tagging schema or a failed extraction of multiple relations, due to intricate relationships among medical entities. In this work, we review the task from the linguistic perspective and propose a novel pipeline framework, PiPMRE, developed on language models to enhance MRE performance. Specifically, PiPMRE consists of a relation generator and a relation filter. Given a text, the generator first yields multiple relational triplets, and then the filter scores each triplet and retains only those that pass the borderline as the final results. Implementing PiPMRE requires no tagging schema; instead, we use a simple template to reformulate the input text, ensuring that entities and relations are generated in a contextual order. Extensive experimental results on two public datasets demonstrate the advancement of PiPMRE. It surpasses the previous state-of-the-art by an average of 5.6 recall points and 4.4 accuracy points. PiPMRE's superiority is also demonstrated in few-shot settings.

Jiaxin Duan, Fengyu Lu, Junfei Liu · 0 citations
#natural language process... Preprint Open access Sep 2026

R$^{2}$Adapter: A Routing and Rewriting Adapter for Efficient Hybrid RAG

Retrieval-Augmented Generation (RAG) has become a prevailing paradigm for enhancing Large Language Models (LLMs) with non-parametric knowledge. Vanilla RAG efficiently handles simple queries but struggles with relational or multi-hop reasoning. Graph-based RAG alleviates this issue but incurs higher inference complexity and latency. In practice, user queries can differ significantly in their complexity, rendering a fixed RAG strategy suboptimal. However, existing hybrid text-graph RAG methods typically rely on heuristic and LLM-based routing, resulting in unnecessary overhead and strong dependence on the underlying LLM. To address these challenges, we propose R$^{2}$Adapter, a lightweight plug-in Routing and Rewriting Adapter designed to allocate queries between vanilla and graph-based RAG dynamically. By routing only the queries that genuinely benefit from graph-based reasoning, R$^{2}$Adapter reduces unnecessary graph retrieval overhead. Additionally, uncertain graph-routed queries are rewritten to better expose their multi-hop reasoning requirements, improving retrieval quality without additional supervision. Extensive experiments on three multi-hop QA benchmarks demonstrate that R$^{2}$Adapter reduces graph-based RAG usage by up to 59% while maintaining comparable answer accuracy. This adapter is model-agnostic and can be seamlessly integrated into diverse vanilla and graph-based RAG pipelines, providing an efficient and adaptive solution for hybrid RAG systems.

Yucan Guo, Miao Su, Saiping Guan et al. · 0 citations
#natural language process... Preprint Open access Sep 2026

Probe Generalization as Subspace Selection for OOD Deception Detection

Linear probes can be used to detect behaviors and concepts inside language model activations, but may fail to transfer to out-of-distribution examples. When studying the generalization performance of Llama-3.1-8B-Instruct probes over 3 held-out deception detection datasets, we find that projecting inputs onto a small subset of principal components (PCs) from the training distribution of activations enables cross-domain transfer that nearly matches the performance of probes trained directly on the test distribution. Furthermore, we find that PC interpretations can be used to find a subset of those transferable PCs. By using an LLM judge to score each PC on whether its most/ least activating examples imply a transferable deception direction, then probing on the highest-scoring PCs, we close the baseline-to-oracle gap by 78% on Insider Trading Report and by 25% on Sandbagging. The directions a source probe weights heavily appear to encode source-specific surface features, while the directions that actually transfer appear to encode the same contrast more abstractly, in a way natural language descriptions can capture. Broadly, our results suggest that the OOD robustness of probes is largely determined by subspace selection.

Daniel Yoo, Adrians Skapars · 0 citations
#natural language process... Preprint Open access Sep 2026

Bounded Personas Match Retrieval on Classification but Not Regression for a Frozen Agent

A personalized language agent must convert a user's interaction history into behavior on each new request at inference time. Two strategies dominate. Retrieval pulls a few of the user's most relevant past items into the prompt, which is accurate but pays a per-query selection and context cost that grows with the history. Distillation instead compresses the history once into a compact natural-language persona, which is bounded, query-independent, and interpretable, but is widely assumed to sacrifice accuracy. Whether, and on which tasks, a distilled persona can match retrieval has not been characterized cleanly. We introduce PersonaLink, a training-free method that distills a user's history into a bounded three-field persona and recursively refines it: each pass self-evaluates the frozen agent on a held-out slice of the user's own labeled history, rewrites the persona from its errors, and keeps the result only when it does not regress on that slice. Because every comparison shares one frozen 7B backbone and differs only in what is placed in context, the design isolates the effect of representation from that of the model. The result is a clear task-type asymmetry. On 200 users of LaMP-2 (15-way news categorization), PersonaLink reaches 0.745-0.755 accuracy, statistically indistinguishable from BM25 retrieval (0.760-0.765).

JaeHa Yoon, Minjun Park, Seoyeon Kim et al. · 0 citations
#natural language process... Preprint Open access Sep 2026

Where Does Harness-Optimization Value Live? Localized Gains and the Budget-Splitting Trap in Self-Evolving LLM Agents

A growing body of work improves frozen large language models (LLMs) as agents by evolving their harness: the textual scaffolding around the model, including persona, strategy, format rules, and control heuristics. Existing reflective prompt-evolution methods usually optimize this harness as one flat string. We instead ask where the optimization value actually resides. We introduce HARNESSEVO, which decomposes the harness into four separately evolvable slots: role, task-strategy, tool/format-rules, and reflection/control. Using the same reflective optimizer under an iso-budget setting, we pair this decomposition with leave-one-in and leave-one-out attribution to measure the contribution of each slot. On ALFWorld with a frozen 7B backbone, HARNESSEVO does not significantly improve the overall binary success rate over either the stock harness or flat-string evolution: 0.657 versus 0.642 and 0.642, respectively. However, the slot-level analysis reveals that nearly all useful optimization value is localized in the reflection/control slot, which achieves a leave-one-in gain of +0.119. The other slots are individually null. We further show that uniform budget splitting is harmful: allocating 64 rollouts across four slots leaves only 16 per slot, below the optimizer's effective search floor, causing every slot to freeze at its empty seed. Concentrating the budget on the high-credit control slot recovers the lost gain, reaching 0.761 with half the split budget. The effect is task-contingent. On WebShop, all slots freeze empty and all methods tie, indicating a genuine absence of recurrent, verbalizable control failures rather than budget starvation. Overall, our results suggest that harness value is localized, uniform budget splitting can be actively harmful, and credit assignment should precede structured agent-evolution.

Michael Nguyen, Wei Chen Tan, Nurul Aisyah Hassan et al. · 0 citations
#machine learning Preprint Open access Sep 2026

Expert-Aware Causal Tracing of Factual Recall in Sparse MoE Language Models

Activation patching can identify a mixture-of-experts (MoE) block whose clean output restores a corrupted factual prediction. However, because the block output combines contributions from multiple routed experts, block-level rescue does not establish whether the recovery localizes to an individual expert or depends on the routed expert set. We study this question on single-token COUNTERFACT contrasts by corrupting subject-token embeddings, restoring clean block outputs, and then restoring clean-minus-noised expert updates under fixed routing. In Qwen3-30B-A3B-Base, a discovery sweep selects layer 44, and held-out analysis identifies L44E069 as a recurrent routed contributor with positive specificity over same-layer active experts. Its effect is fact-matched and improves true-token probability and rank, which explains part of the layer rescue. In Mixtral-8x7B-v0.1, the selected recurrent singleton is not specific; matched-size controls instead show specificity of the clean-routed top-2 set. These findings show that successful MoE-block restoration does not necessarily imply localization to a single expert.

Yuetian Lu, Ali Modarressi, Yihong Liu et al. · 0 citations
#machine learning Preprint Open access Sep 2026

Deep networks learn to parse uniform-depth context-free languages from local statistics

Understanding how the structure of language can be learned from sentences alone is a central question in both cognitive science and machine learning. Studies of the internal representations of Large Language Models (LLMs) support their ability to parse text when predicting the next word, while representing semantic notions independently of surface form. Yet, which data statistics make these feats possible, and how much data is required, remain largely unknown. Probabilistic context-free grammars (PCFGs) provide a tractable testbed for studying these questions. However, prior work has focused either on the post-hoc characterization of the parsing-like algorithms used by trained networks; or on the learnability of PCFGs with fixed syntax, where parsing is unnecessary. Here, we (i) introduce a tunable class of PCFGs in which both the degree of ambiguity and the correlation structure across scales can be controlled; (ii) provide a learning mechanism -- an inference algorithm inspired by the structure of deep convolutional networks -- that links learnability and sample complexity to specific language statistics; and (iii) validate our predictions empirically across deep convolutional and transformer-based architectures. Overall, we propose a unifying framework where correlations at different scales lift local ambiguities, enabling the emergence of hierarchical representations of the data.

Jack T. Parley, Francesco Cagnetta, Matthieu Wyart · 0 citations
#machine learning Preprint Open access Sep 2026

Activation-Keyed Momentum: An Anisotropic Momentum Update via the Delta Rule

Most modern optimizers form their momentum as an exponential moving average (EMA) of past gradients, forgetting every direction at one fixed rate. However, the inputs a deep network sees during training can be highly anisotropic, with a few directions queried frequently while most are seen rarely. Preconditioning methods address this anisotropy by wrapping extra processing around this buffer and leave the momentum update itself unchanged. We propose Activation-Keyed Momentum (AK-Momentum), which builds direction-awareness into the momentum update rule. The gradient of a linear layer splits into an input activation that acts as a key and an output-side error that acts as a value. Keying on that activation, AK-Momentum updates the momentum buffer by the canonical delta rule, so each direction is forgotten at a rate set by how often it appears. We prove that it is a valid momentum, that it applies the input-side curvature correction without matrix inversion, and that it clears stale directions faster than EMA under both a fixed and a drifting optimum. It is a drop-in replacement for the momentum buffer of any optimizer, its coefficient transfers across widths under $\mu$P, and its extra compute stays between $22.2\%$ and $25.0\%$ of a gated-MLP block's linear cost with no persistent memory. In FineWeb-Edu pretraining, AdamW with AK-Momentum (AK-AdamW) reaches AdamW's validation loss in up to $46.39 \pm 4.32\%$ fewer steps at 67M and $22.12 \pm 0.80\%$ at 370M over three seeds, and the gain persists at 1B on a Chinchilla-optimal budget. A Muon baseline tuned under the same protocol sits above AK-AdamW at both language-model scales, and the gain holds for SGD, ResNet-18, and ViT-Tiny on CIFAR-10. Training-time diagnostics confirm the predicted mechanism, better gradient tracking and healthier input directions.

Euijin Hong, Guannan Qu · 0 citations

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