TRISHUL is proposed, a spectral-control framework for robust federated PEFT that follows the FL no-raw-data-sharing setting but does not itself provide formal privacy guarantees, and improves convergence, stability, and final performance over federated LoRA baselines.
Abstract
Federated parameter-efficient fine-tuning (PEFT) enables communication-efficient adaptation of large pretrained models on decentralized edge data, but it remains fragile under non-IID client heterogeneity. In low-rank adaptation (LoRA), different clients may learn locally useful but spectrally misaligned update subspaces, causing high-variance aggregation and poor global transfer. We propose TRISHUL, a spectral-control framework for robust federated PEFT. TRISHUL follows the FL no-raw-data-sharing setting but does not itself provide formal privacy guarantees. TRISHUL uses shared frozen multi-head low-rank bases to obtain algebraically exact aggregation of compact core updates, applies nuclear norm proximal shrinkage to suppress client-specific high-rank spectral components before upload, and allocates adaptation heads non-uniformly across layers using a concave water filling budget rule derived from pretrained layer capacity. Because shrinkage is performed only on small core matrices, TRISHUL adds negligible computation and no extra per-round communication over the underlying multi-head PEFT protocol. Across vision and language benchmarks, including CIFAR-100, SVHN, 20 Newsgroups, MRQA, and GLUE with LLaMA3.2-1B, TRISHUL improves convergence, stability, and final performance over federated LoRA baselines, with greater gains under stronger heterogeneity.
Federated fine-tuning is bottlenecked by communication: FedAvg and pseudo-gradient schemes transmit a payload that scales with the model, and gradient compression shrinks it by only a constant factor. We take a different lever. Mapping networks generate a network's weights from a small trainable latent through a frozen affine projection; because the map is shared and affine, averaging latents is exactly averaging the generated weights. We turn this into a practical low-bandwidth federated channel with two changes: a low-rank, seed-regenerable factorisation of the projection (cutting generator memory from ~80 GB to ~10 MB), and a delta formulation $\theta = \theta^{\mathrm{pre}} + U V^{\top} z$ that learns an additive correction around a shared centrally-pretrained base -- federated fine-tuning, which is what makes the method work at scale. A frozen orthogonal classifier head further removes the head from the payload while improving accuracy. On CIFAR-100 with ResNet-18+GroupNorm, our method (FLITE, Federated Low-rank Iterative Training Engine) communicates 1,280 floats (~5 KB) per client per round -- an 8718x reduction -- and reaches 74.67%, within ~0.5 pp of full-weight FedAvg. The averaging identity holds to floating-point precision ($6 \times 10^{-8}$); the method sits one to two orders of magnitude below PowerSGD and top-k on the bandwidth-accuracy Pareto; it matches or exceeds full-weight FedAvg under strong non-IID skew. int4 latents reach 648 bytes per round at unchanged accuracy, whereas int4 full-weight FedAvg collapses to chance.
This work proposes SeFoRA, a sketch-aggregated federated LoRA algorithm in which each client transmits a linear sketch of its local updates, enabling direct aggregation at the federator, and introduces a rank-homogeneous version called SeFoRA-Ho which allows for direct adapter aggregation in this setting.
Yue Xia, Tayyebeh Jahani-Nezhad, Mayank Bakshi et al.· 1 citation
SplitLite is proposed, a communication-efficient split federated LoRA fine-tuning method that exploits the low effective rank structure of consecutive-epoch activation and gradient residuals, thereby significantly reducing both activation uplink and gradient downlink traffic.
Federated fine-tuning with Low-Rank Adaptation (LoRA) enables efficient collaborative adaptation of Large Language Models (LLMs) without centralizing private data. However, LoRA's two-factor parameterization creates an aggregation mismatch across clients: naively averaging the factors does not recover the average of their induced updates. This mismatch can be avoided by forming the exact aggregate in the full weight space and then recompressing it, but decomposing the resulting dense matrix is computationally expensive and memory-intensive. We propose FraQ, an efficient coordinate-space recompression method for federated LoRA. Starting from stacked factors that exactly represent the aggregate, FraQ factorizes it into an orthonormal basis and a compact coordinate matrix. It then recovers the singular spectrum from a small Gram matrix, selects the smallest rank satisfying a prescribed energy threshold, and maps the selected coordinate subspace back through the basis to construct the global adapter. Experiments on text classification and commonsense reasoning benchmarks show that FraQ achieves accuracy close to uncompressed baselines while substantially reducing downlink communication with low server-side recompression overhead.
HeteroFL-LoRA is proposed, a federated framework that enables LoRA fine-tuning across heterogeneous LFMs and introduces a Singular Matrix–Guided Subspace Projection that employs singular matrices to achieve cross-subspace mapping, enabling heterogeneous clients to aggregate their LoRA updates in a unified representation space.
Zhuojia Wu, Qi Zhang, Xuerong Zhao et al.· Proceedings of the 32nd ACM...· 0 citations
i-FedLoRA provides privacy guarantees, improves model accuracy by up to 3.8%, and expedites training by 1.37-2.23×, and facilitates heterogeneous LoRA aggregation that selectively prioritizes high-confidence knowledge to filter DP-induced noise, thereby achieving robust knowledge transfer.
Nan Yan, Yuqing Li, Xiong Wang et al.· Proceedings of the 32nd ACM...· 0 citations
