Identification of Unstable Rock Blocks and Rockfall Hazard Assessment on a Karst Steep Rock Slope Using UAV Photogrammetry

Abstract

Steep rock slopes are widely distributed in the karst mountainous regions of southwestern China, where structurally controlled rockfalls frequently threaten transportation infrastructure and human safety. Accurate identification of unstable rock blocks (URs) and quantitative assessment of their post-failure hazards remain major challenges because of complex discontinuity networks and fragmentation during rockfall motion. Taking the Zuojiaying steep rock slope in Guizhou Province as a representative case, this study integrates high-resolution UAV photogrammetry, automatic discontinuity identification, unstable rock block detection, and three-dimensional rockfall simulation to investigate the formation mechanisms and hazard characteristics of discontinuity-controlled rockfalls. A high-resolution three-dimensional terrain model was reconstructed from UAV imagery, and six dominant discontinuity sets were automatically identified using the I-MinPts-constrained DBSCAN algorithm. Combined with the Rock Occurrence Kinematic Analysis (ROKA) algorithm and Block Theory, 54 unstable rock blocks were identified, with wedge failure and toppling failure representing the dominant instability modes. The results indicate that discontinuity combinations govern both rock mass segmentation and unstable rock block geometry. Specifically, discontinuity sets J1, J3, and J5 mainly control wedge-shaped blocks, and J2 and J4 dominate columnar toppling blocks, whereas J6 further promotes the formation of isolated unstable rock blocks. Three-dimensional RockGIS simulations considering fragmentation reproduced the complete rockfall process from detachment to final deposition. The maximum travel distance, kinetic energy, and bounce height reached 395 m, 748.5 kJ, and 40.1 m, respectively. Fragmentation increased the number of rock blocks from 54 to 1013, substantially enlarging the potential impact area. A raster-based Rockfall Hazard Index (RHI) further revealed that the middle–lower slope and slope toe constitute the principal high-hazard zones, and under extreme scenarios, high-energy fragments may reach the G246 National Highway and adjacent infrastructure. This study revealed the formation mechanisms and hazard characteristics of unstable rock blocks controlled by discontinuity combinations in the study area, providing a case reference for rockfall hazard identification and mitigation on similar high-steep rock slopes in karst mountainous regions.