This work study capacity-limited scaling in a bottlenecked bigram model with power-law (Zipf) token statistics, viewed as an analytically tractable toy model of a large language model, and suggests that heavy-tailed language statistics may underlie both optimization- and capacity-driven scaling.
Abstract
Understanding neural scaling laws is increasingly important for theory and practice, yet first-principles explanations remain limited even in simple settings. In this work, we study capacity-limited scaling in a bottlenecked bigram model with power-law (Zipf) token statistics, viewed as an analytically tractable toy model of a large language model. Fixed random embeddings serve as a proxy for representational capacity and induce an explicit bottleneck of width, allowing us to derive scaling laws for prediction regret as a function of model width, vocabulary size, and the Zipf exponent. Our results complement recent theoretical accounts based on optimization dynamics by isolating scaling due purely to representational constraints. In the appropriate regime, the theory recovers the functional form of classical neural scaling laws and suggests that heavy-tailed language statistics may underlie both optimization- and capacity-driven scaling. Experiments natural language datasets (WikiText2, OpenWebText) closely match the predicted curves.
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Haonan Qiu, Chaowei Xiao, Lei Yang et al.· arXiv.org· 208 citations· ⚡17
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Assistant Professor Benjamin Lindquist studies how engineers deliberately injected randomness into early AI, giving rise to deep-learning models that sometimes hallucinate.