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A Correlation-Gap Bound for Nonlinear Gaussian PCA

Jul 2026 · 0 citations · 36 references
Computer Science Mathematics

TL;DR

A dimension-free version of the retained-energy form of the Mallat--Zeitouni conjecture is established, showing that the KL basis is within this factor of the optimal basis, and shows that the possible advantage of optimizing over all orthonormal bases vanishes as $d$ grows.

Abstract

Principal component analysis (PCA) is optimal for the linear reconstruction of Gaussian data, a foundational property underlying its central role in algorithms and signal processing. Its nonlinear analogue, however, is notoriously subtle: in 2011, Mallat and Zeitouni conjectured that the Karhunen--Lo\`eve (KL) basis remains optimal even when the retained coordinates are chosen adaptively per sample, a property that would theoretically justify the ubiquitous pipeline of PCA followed by sparse thresholding. In this paper, we establish a $1+O(1/\sqrt{d})$-approximate version of the retained-energy form of the Mallat--Zeitouni conjecture, showing that the KL basis is within this factor of the optimal basis. This dimension-free comparison depends only on the number of retained coordinates and shows that the possible advantage of optimizing over all orthonormal bases vanishes as $d$ grows. It complements the universal-constant reconstruction-error comparison of Litvak and Tikhomirov (Ann. Appl. Probab., 2018), while providing a comparison naturally suited for algorithmic analysis. Our proof rests on a clean, conceptual reduction: we relax arbitrary rotations to a deterministic threshold bound via Schur--Horn majorization, and identify the remaining loss with the correlation gap of the rank-$d$ uniform matroid over Gaussian level sets.

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