Counterexamples to Escobar's conjecture

Abstract

Escobar (J Funct Anal 165(1):101-116, 1999) conjectured that for every $n\ge 3$, an $n$-dimensional compact Riemannian manifold with nonnegative Ricci curvature and all boundary principal curvatures bounded below by $\kappa>0$ must satisfy $\sigma_1\geq \kappa$. We disprove this conjecture for every $n\geq 3$ by constructing conformal deformations of the Euclidean unit ball. We first establish a perturbative criterion, then construct explicit polynomial conformal factors satisfying this criterion. For every sufficiently small $t>0$, the resulting metrics $g_t=e^{2t\Phi}g_{\mathbb{R}^n}$ have positive Ricci curvature, every boundary principal curvature is strictly larger than $1$, and $\sigma_1(\mathbb{B}^n,g_t)<1$. The proof requires several computations, some of which were carried out in Mathematica. The Mathematica code is attached to this submission.