Skip to content
#machine learning Preprint Open access

Locating and Steering Refusal Beyond Attention

Preethi Carmel Bosco Gopalakrishnan Srinivasan
Sep 2026
Machine Learning

Abstract

Where inside a language model does refusal live, and does that place change when the architecture does? In a transformer, refusal is governed by a single direction in the residual stream, a finding that safety and interpretability tooling now depend on. State-space models (SSMs) route information through a recurrent update instead of attention, sharing no token-mixing mechanism with a transformer. Does the same safety representation survive this shift, or must it be rediscovered per architecture? It survives. A single rigid rotation, which can only reorient a space and not reshape it, aligns one model's representation space with another's, so the two genuinely share the representation. A harm probe trained on a transformer then flags an SSM's harmful inputs, and removing the aligned direction makes a model answer attacks it would otherwise refuse, while a random direction of the same size does far less. What is architecture-specific is not where the direction is steered but where it must be read. Each layer computes a fresh output that is then added into the residual stream, and harm is cleanly readable at this output, the write site, before the addition. A control that holds the intervention's strength fixed shows that what matters is where the direction is estimated, not where it is applied. Applied through a detector-triggered gate, this direction lowers jailbreak success in all four architecture families we test (SSM, transformer, recurrent, hybrid), and on the SSM it holds against an attacker that tunes its prompt against the defense. The gate only matches a trivial rule that returns a fixed refusal whenever the same detector fires, so what transfers across architectures is the direction itself, not defense strength. Safety tooling built on refusal therefore ports to a new architecture by re-estimating the direction at that architecture's write site, not by rebuilding it.

View source

Similar papers

#machine learning Review Open access Oct 2014

Software development in startup companies: A systematic mapping study

The results indicate that software engineering work practices are chosen opportunistically, adapted and configured to provide value under the constrains imposed by the startup context.

Nicolò Paternoster, Carmine Giardino, M. Unterkalmsteiner et al. · 394 citations · ⚡54

Diffusion models as plug-and-play priors

The possibility of inferring high-dimensional data inference in a model that consists of a prior and an auxiliary differentiable constraint given some additional information is considered, thereby allowing a range of potential applications in adapting models to new domains and tasks.

Alexandros Graikos, Esmeralda S. Whitammer, N. Jojic et al. · 316 citations · ⚡15

Trajectory Balance: Improved Credit Assignment in GFlowNets

It is proved that any global minimizer of the trajectory balance objective can define a policy that samples exactly from the target distribution, and empirically demonstrate the benefits of the trajectories balance objective for GFlowNet convergence, diversity of generated samples, and robustness to long action sequences and large action spaces.

Esmeralda S. Whitammer, Moksh Jain, Emmanuel Bengio et al. · 302 citations · ⚡60
#machine learning Review Open access Jun 2014

Why Early-Stage Software Startups Fail: A Behavioral Framework

This state-of-practice investigation was performed using a literature review followed by a multiple-case study approach and presents how inconsistency between managerial strategies and execution can lead to failure by means of a behavioral framework.

Carmine Giardino, Xiaofeng Wang, P. Abrahamsson · 175 citations · ⚡19
#machine learning Review Open access Oct 2016

“Failures” to be celebrated: an analysis of major pivots of software startups

This study conducts a case survey study based on the secondary data of the major pivots happened in 49 software startups, and demonstrates that customer need pivot is the most common among all pivot types.

Sohaib Shahid Bajwa, Xiaofeng Wang, Anh Nguyen-Duc et al. · 127 citations · ⚡15
#machine learning Open access May 2016

Minimum Viable Product or Multiple Facet Product? The Role of MVP in Software Startups

Minimum viable product (MVP) is the main focus of both business and product development activities in software startups. We empirically explored five early stage software startups to understand how MVP are used in early stages. Data was collected from interviews, observation and documents. We looked at the MVP usage from two angles, software prototyping and boundary spanning theory. We found that roles of MVPs in startups were not fully aware by entrepreneurs. Besides supporting validated learning, MVPs are used to facilitate product design, to bridge communication gaps and to facilitate cost-effective product development activities. Entrepreneurs should consider a systematic approach to fully explore the value of MVP, as a multiple facet product (MFP). The work also implies several research directions about prototyping practices and patterns in software startups.

Anh Nguyen-Duc, P. Abrahamsson · 92 citations · ⚡9

Related blog posts

MIT News · Artificial Intelligence Aug 27, 2026

Looking beyond natural sequences

A new machine-learning framework aims to improve the success rate of computational protein design while moving away from results that reproduce sequences found in nature.

We use cookies to run the site and, with your consent, for analytics and to show ads. See our Cookie Policy.