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artificial intelligence

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#artificial intelligence Preprint Sep 2026

The Civilization Framework: Sovereign-Anchored Communication Between Personal Multi-Agent Systems

Humans are the transport layer between AI systems, losing context at every hop. We present the Civilization Framework, whose addressable party is the civilization, not the agent (one human sovereign, a persistent ledger, and interchangeable agents), and the Embassy Protocol, a carrier-agnostic overlay: messages arrive asynchronously at a resident ledger endpoint, any online agent of the receiver handles them, and commitment state on both ledgers, not delivery, is ground truth. Authority derives from memory: an agent's power to act for its civilization is capped by the memory it can access and externalized through signed credentials, separate from civilization-level reputation. We identify the temporal-weight effect, a hazard in AI-to-AI communication where what arrives first acquires unearned authority, and test it in one frontier model in a preregistered 1,908-trial experiment. With verification removed, an incorrect upstream claim arriving first captures 54.2% of answers (4.2% under full verification), while the same claim arriving after the receiver has sealed its own answer captures 31.6% (the two prompt shells are not length-matched, so part of that gap may reflect shell form; see Section 7), and both registered question-set specifications agree on these two verdicts (the exclusion specification is preregistered as under-powered). Two secondary results, the mitigation from instruction-level provenance labeling and sealed-answer accuracy equivalence, are specification-dependent, holding only under the all-questions specification. Because a registered check of tool use failed its call-budget condition, the registration classifies the round as inconclusive and every result above, primary and secondary, is reported as exploratory; a replication with harness-enforced budgets is planned. The framework's intra-civilization layer has a working implementation.

Guang-Jun Liu · 0 citations
#artificial intelligence Preprint Sep 2026

Privacy, Robustness, and Fairness Trade-offs in Federated Intrusion Detection: Geometric Indistinguishability at the Aggregation Interface

Federated learning enables privacy-conscious collaboration for network intrusion detection without centralizing sensitive traffic data, yet its deployment in operational environments must simultaneously satisfy three competing requirements: formal differential privacy guaranties, tolerance to Byzantine-adversarial participants, and reliable detection coverage across severely imbalanced attack categories. Existing literature treats these properties as independently composable, an assumption that this paper challenges both theoretically and empirically. In this paper, we study how these requirements interact in class-imbalanced federated NIDS and introduce geometric indistinguishability as a conceptual lens for a regime in which privacy-induced dispersion in client updates can make minority-class signals harder for robust aggregation to preserve. Using UNSW-NB15 as a case study, we evaluate DP-SGD combined with coordinate-wise median under label-flip and model-poisoning attacks, with threat coverage assessed across attack categories. Our results provide initial evidence that the joint use of privacy noise and robust aggregation can disproportionately degrade detection of rare attacks relative to majority classes. We also show that part of the observed collapse under strong privacy can arise from training miscalibration, while a residual performance floor may remain for ultra-rare categories even after epsilon-dependent tuning. These findings motivate studying privacy, robustness, and rare-attack coverage jointly rather than as independently composable properties, and suggest that aggregation-aware modeling and sample-aware evaluation are promising directions for trustworthy federated NIDS.

Adrita Rahman Tory, Abm Shawkat Ali, M. Layek et al. · 0 citations
#artificial intelligence Preprint Sep 2026

StrixAE: An Intelligent Agent for Audio Enhancement under Complex Distortion Coupling in Real-World Scenarios

Audio enhancement in real-world scenarios involves complex distortion couplings and requires personalized enhancement. Existing solutions struggle to address both simultaneously. To improve robustness and enable autonomous operation in such scenarios, we propose StrixAE, an agent based on a multimodal large language model (MLLM). StrixAE leverages the MLLM as a controller to coordinate multiple audio enhancement and personalization models. To further enhance system robustness, reduce artifacts, and improve generalization across diverse real-world scenarios, StrixAE is trained through a two-stage process: first, CoT supervised fine-tuning on AcoustBench to ground basic reasoning and tool invocation; second, Audio Perception Reinforcement Learning (APRL), a reward design specifically tailored for audio restoration pipelines that jointly optimizes format validity, structural coherence, and perceptual quality. Unlike generic RL fine-tuning, APRL introduces structured rewards that enforce executable pipelines and logical section ordering, enabling the agent to produce reliable, interpretable enhancement plans without hallucinated tools. Based on real-world test datasets, our proposed method outperforms most existing open-source and proprietary solutions, achieving state-of-the-art performance across multiple perceptual metrics and demonstrating strong generalization robustness.

Cheng-Lin Wu, Jun-Jie Wu, Jin-Hang Chen et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Spectral Convergence of Random Feature Method in Multiple Dimensions

We first prove spectral convergence of the random feature method (RFM) for multidimensional targets in Sobolev, Gevrey, ultra-analytic, and bandlimited classes. The analysis establishes general high-probability approximation estimates in the interpolation scale generated by a kernel integral operator. On a single event determined only by the sampled features, one random space approximates every target in a prescribed source ball; moreover, for each target, a single coefficient vector defines an approximant that attains spectral accuracy simultaneously in all admissible error norms. For both regularity-adapted frequency distributions and uniform distributions on growing frequency windows, the resulting rates range from super-exponential to algebraic, depending on the regularity of the target. Second, we establish abstract error estimates for strong- and weak-form RFM discretizations, thereby converting the preceding approximation bounds into convergence estimates for multidimensional second-order elliptic boundary value and eigenvalue problems. Finally, for random feature matrices (RFMtxs), we prove super-exponential singular-value decay with Fourier features and exponential decay with $\tanh$ features, together with corresponding condition-number lower bounds. The analysis identifies a common mechanism: the same spectral approximation that yields high accuracy also drives severe ill-conditioning.

Pingbing Ming, Hao Yu · 0 citations
#artificial intelligence Preprint Open access Sep 2026

TabScope: Question-Adaptive Scope Selection for Table Question Answering

Large Language Models (LLMs) have shown strong performance on table question answering, yet their accuracy often degrades as table size increases. We find that this degradation is not uniform across question types. Localization-sensitive questions are particularly affected by irrelevant table content, while questions requiring broader evidence may still benefit from full-table reasoning. Based on this observation, we propose a question-adaptive framework that dynamically selects between localized and full-table reasoning. The framework constructs question-specific sub-tables through operation-aware table decomposition and uses the predicted question type to determine the appropriate reasoning mode. We further introduce silver reference sub-tables for evaluating evidence selection and construct SLQA, a benchmark based on real-world long tables. Experiments on WikiTQ and SLQA show that localization is particularly effective for lookup and local reasoning questions, while adaptive selection between localized and full-table reasoning achieves the best overall performance. These results highlight that long-table QA requires deciding not only how to localize, but also when to localize. Our code and datasets will be made available upon publication of the paper.

Yuxiang Wang, Junhao Gan, Jianzhong Qi · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Exploring the Potential of Contrastive Language-Image Pre-training for Multi-Source Remote Sensing Data

Contrastive language-image learning (CLIP) has become a key paradigm for remote sensing vision-language understanding. However, existing remote sensing contrastive learning methods are mostly built on RGB-oriented CLIP architectures, making it difficult to exploit heterogeneous sensors such as SAR, multi-spectral imaging (MSI), and hyperspectral imaging (HSI). To address this limitation, we propose OmniRSCLIP, an end-to-end contrastive learning framework that supports multi-source sensor inputs for remote sensing vision-language modeling. The key idea is to extend CLIP beyond its fixed RGB input interface without breaking the pretrained visual knowledge. To this end, OmniRSCLIP introduces Spectral-Spatial Basis Decomposition (SSBD), which formulates arbitrary-channel adaptation as a basis recomposition problem: pretrained CLIP patch embeddings provide transferable spatial bases, while wavelength-conditioned coefficients span sensor-specific embedding kernels within a constrained visual prior space. This design avoids forcing heterogeneous sensors into a fixed-channel input space, while aligning them in a unified image-text semantic space. We further introduce a spectral-context-aware mask-based contrastive learning scheme to suppress modality-specific redundant features and enhance fine-grained image-text alignment. Finally, to support multi-modal training, we construct OmniRS5M, the first large-scale remote sensing image-text corpus covering RGB, SAR, MSI, and HSI. Experiments on retrieval, zero-shot classification, and semantic localization show that OmniRSCLIP preserves strong RGB-domain performance while effectively extending CLIP to heterogeneous remote sensing modalities.

Xiangyang Miao, Kelu Yao, Yekai Huang et al. · 0 citations
#artificial intelligence Preprint Sep 2026

FlowBalance: Verifier-Grounded Self-Improvement from On-Policy Reasoning Experience

A reasoning model can improve from its own on-policy experience, but this inner loop is fragile: terminal verifiers provide reliable yet sparse supervision, while dense same-model guidance can reinforce false confidence or overconcentrate learning on a narrow solution mode. We introduce FlowBalance, a verifier-grounded self-improvement method that learns a normalized distribution over complete responses. For each on-policy trajectory, a frozen training-time view of the same policy uses privileged context to produce token-level log-probability gains, which are aggregated into a trajectory-level self-guidance score. FlowBalance calibrates this score with the verifier-derived group advantage: guidance is retained on positive-advantage trajectories, reversed on negative-advantage trajectories, and disabled when the rollout group provides no outcome preference. The resulting energy exponentially reweights a reference policy, and profiled trajectory balance fits the normalized target with one log-partition estimate per rollout group. This realizes outcome-calibrated self-guidance via trajectory balance, without a separate token-level imitation loss. Our analysis establishes within-group contrast preservation, a minimum-change reverse-KL characterization, monotonic verifier control of target reward, and an exact correction against false-positive self-guidance on rejected responses. On mathematical reasoning, FlowBalance improves average performance over FlowRL on both Qwen3-4B and Qwen3-8B, while also improving training speed and stability, avoiding direct OPSD's response-length collapse, and exhibiting higher correct-strategy diversity in a controlled AIME24 diagnostic.

Zi-Xun Huang, Kishan Panaganti, Hai-Tao Mi et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Reducing Catastrophic Risk from AI with Systematic Monitoring and Evaluation of Rogue AI Progression

This article presents a structured framework of behavioral indicators that may signal progression toward potentially catastrophic threats from artificial intelligence systems. We adopt a pragmatic approach, inspired by established methodologies in cybersecurity and national security. By establishing clear metrics, indicators, and thresholds across multiple dimensions of AI capability and behavior, this framework enables researchers and policymakers to implement evidence-based monitoring protocols.

T. Bauer, W. P. Kegelmeyer, E. Begoli et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

SHELF: A Synthetic Harness for Multi-Task Bibliographic Benchmarking

Libraries and archives manage large collections with limited staff and computing budgets, yet common benchmarks do not systematically test their bibliographic work. They need to know which methods work for their tasks and what those methods require to run. SHELF, the Synthetic Harness for Evaluating LLM Fitness, addresses this gap. It is a Python system that turns labelled taxonomies, writing specifications, and a generation budget into controlled benchmark data and evaluation tasks. This first release contains 62,899 model-written documents based on Library of Congress vocabularies, with tasks for classification, clustering, retrieval, pair classification, and instruction retrieval. We compare TF, TF-IDF, BM25, popular encoders, and, on subject classification only, zero-shot decoders; each method appears only on tasks that support it. Subject classification reaches 0.8887, while genre-form classification reaches only 0.2605, and several pair and clustering tasks remain near chance. Sparse methods remain competitive on classification, while TF-IDF is the fastest measured arm in the subject timing experiment. SHELF also varies bibliographic facets independently and can generate new, verifiably unseen documents after a model's training cutoff. Comparisons with LCSHBench and Project Gutenberg show that model rankings transfer more reliably than absolute scores, but SHELF scores do not estimate accuracy on production catalogue data. We release all source code and data under permissive licenses on GitHub and Hugging Face.

Michael J. Bommarito II · 0 citations
#artificial intelligence Preprint Sep 2026

ObserverBench: Testing Mechanistic Estimates for Intervention and Control

Mechanistic interpretability is increasingly used to guide interventions such as activation steering, circuit removal, and safety monitoring. Yet an internal estimate that is accurate on average can still choose a poor action. We present ObserverBench, a benchmark framework for testing whether an internal estimator---an observer---is adequate for the intervention, control, or safety task it directs. Each task fixes the model, information boundary, allowed actions, decision rule, held-out cases, and loss. The benchmark reports estimation accuracy separately from the loss caused by the chosen action. Theory and experiments show why both are needed. In closed-loop control, observer errors matter at the starting point and along directions the allowed intervention can reach. On circuit-intervention tasks in GPT-2-small and Qwen2.5-7B, pairwise observers predict unseen effects more accurately without always choosing better actions; observers trained on action loss choose lower-loss actions. In safety triage, a score that perfectly separates violations can allocate a fixed intervention budget poorly when violations have different costs. Across Qwen2.5-7B, Gemma-2-9B-it, and prospectively frozen Qwen3.5-9B APPS tasks, AUROC can rank monitors differently from deployment loss, and the best information source changes across models. Sparse SAE readouts also trail their layer-matched dense controls on the reported Qwen panels, under disclosed activation-density or checkpoint mismatches. ObserverBench provides fixed task contracts, runnable baselines, and table-based submissions for evaluating interpretability methods through the actions they enable.

Vijay Erramilli · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Verify Before You Distill: Prompt-Level Teacher Gating for On-Policy Distillation

On-policy distillation (OPD) accelerates post-training by providing dense token-level supervision from a frozen teacher on the student's own rollouts. Vanilla OPD applies this supervision uniformly across prompts, without checking whether the teacher is reliable for each prompt. Because reverse KL is mode-seeking, a confidently wrong teacher can induce a strong yet misleading update. Distributional proxies, such as entropy or teacher-student likelihood agreement, measure uncertainty or agreement but do not directly verify outcome correctness. We introduce Teacher-Gated On-Policy Distillation (TGOPD), built on the principle that teacher reliability should be verified at the prompt level before dense supervision is admitted. TGOPD estimates reliability from a small set of verifier-scored teacher probes and routes each prompt exclusively to dense OPD when the reliability check passes or to verifier-grounded GRPO otherwise. Across 4B and 35B students in mathematics, code, and instruction following, TGOPD outperforms Vanilla OPD in all six single-domain settings and achieves higher seven-benchmark averages at both scales under multi-domain training. By using otherwise-idle teacher capacity for reliability estimation, TGOPD also reduces teacher-side compute waste in asynchronous OPD, increasing teacher-node GPU utilization from 9.8% to 78.9% in the measured 4B single-domain run.

Zhiwei Zhang, Zechen Sun, Fei Zhao et al. · 0 citations
#artificial intelligence Review Sep 2026

Evaluating Graph Neural Networks for Change-Criticality Classification in Maritime Navigation Charts

Graph neural networks (GNNs) are a class of neural networks suitable for learning on graph-structured data. Their application to spatial data is a natural extension, however its relatively unclear which message-passing operations, architectural configurations, and graph representation is best suited for classifying changes to objects in electronic navigational charts (ENCs)--geospatial vector datasets used for marine navigation. Maintaining these datasets is a challenge, and categorizing changes to objects in the ENC based on their significance to navigational safety is of particular importance. Here, we propose to represent these vector navigation datasets as a graph structure where the spatial objects serve as nodes and their spatial and semantic relationships form edges. We encode both the old ENC dataset and new ENC dataset into a pair of graphs and frame the task as a graph-pair classification problem. Building on this representation, we investigate the use of GNN architectures to classify whether the encoded graphs constitutes a critical or non-critical risk to navigational safety. We train and evaluate several GNN architectures and model configurations on ENC changes reviewed by maritime experts. Our results demonstrate that graph-based representations improve the classification of ENC updates, providing a scalable approach for automating or improving ENC maintenance workflows.

Abhishek Potnis, Jacob Arndt · 0 citations

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