Modern portfolio management increasingly demands a balance between traditional risk-adjusted returns and strict Environmental, Social, and Governance (ESG) mandates. Current Reinforcement Learning (RL) approaches typically optimize for a single ESG provider, neglecting the significant divergence in rating methodologies across the industry and the unintuitive nature of manually weighting conflicting objectives. This paper addresses these limitations by formulating ESG-aware portfolio optimization as a Multi-Objective Reinforcement Learning (MORL) problem that simultaneously incorporates ratings from three distinct ESG agencies. To bridge the gap between high-dimensional algorithmic trade-offs and human decision-making, we integrate a Preference Elicitation framework using Gaussian Processes. This system enables practitioners to infer their latent utility functions through intuitive pairwise comparisons of candidate portfolios based on their Sharpe ratios and aggregate ESG scores. We systematically evaluate our framework by employing Large Language Model (LLM) personas to simulate Portfolio Managers operating under varied regional contexts. Empirical results using historical market data reveal that regional backgrounds fundamentally shift the derived preference weights. For instance, European-based personas tend to prioritize ESG alignment over financial returns, while Texas-based personas favor risk-adjusted performance. This work offers a highly adaptable framework that successfully aligns multi-objective algorithmic trading with diverse, real-world human sustainability preferences.
Giovanni Dispoto, Marcello Restelli, Carmine Ventre· 0 citations
Hyper-Connections (HC) replace the single residual stream of a Transformer with $n$ parallel ones, mixing them at every layer with a learned $n \times n$ residual matrix. Leaving that matrix unconstrained places no limit on the factor by which the mixing step rescales the residual streams, and that factor compounds across layers, which destabilizes training. Manifold-constrained Hyper-Connections (mHC) address this by restricting the matrix to the doubly stochastic matrices. That caps the factor at one, so the mixing can no longer amplify any direction, but nothing bounds it from below. We prove that inside this set the mixing step can reduce the norm of the residual streams only by shrinking the differences between the streams, while their mean is left unchanged; and since the reduction accumulates over layers, the streams grow more alike and their diversity is spent with depth. We therefore propose Orthogonal Hyper-Connections (oHC), restricting the residual matrix to the rotation group $SO(n)$, so that the mixing step can neither amplify nor attenuate the residual streams in any direction, which keeps training stable and no longer forces the differences between the streams to contract. Specifically, at the four streams used by recent HC models we parameterize the group in closed form by a pair of unit quaternions, which adds no parameters, replaces the iterative projection with a fixed pattern of signed additions, and can be constructed faster than mHC. We evaluate oHC across a comprehensive set of downstream tasks, where it outperforms the single-stream residual baseline, mHC and iHC, which fixes the residual matrix to the identity.
Haoqiang Guo, Xuyi Chen, Bo Ke et al.· 0 citations
The pairwise independent correlation gap is the ratio of the maximum expected value of a set function under arbitrary dependence to that under pairwise independence, measuring the loss from this independence restriction. Under mutual independence, this gap is universally bounded by $e/(e-1)$ for monotone submodular functions. With pairwise independence, a tighter $4/3$ upper bound was established for several special cases, including $n=3$, and conjectured to hold universally. A recent AI-assisted counterexample disproved this conjecture for $n=5$, leaving the validity of the $n=4$ bound and the tight worst case bound open.
We resolve both questions. First, for $n=4$, we establish that the $4/3$ bound holds universally and is tight using an AI-assisted proof combining theoretical analysis and computational verification. The proof combines a structural characterization of optimal numerator vertices, permutation symmetry, cone certificate systems, Bernstein polynomial representations, recursive simplex subdivision, and verification of $2,745$ Bernstein coefficient systems. Second, we show that the worst case pairwise independent correlation gap attains $e/(e-1)$ asymptotically by constructing an instance with identical marginal probabilities and a monotone submodular union coverage function on a ground set partitioned into $m$ blocks. The number of blocks grows sublinearly with the ground set size. The result follows by constructing a feasible solution to a scaled asymptotic reduced dual of the pairwise independent linear program and immediately extends to $t$-wise independent random elements ($t\ge2$), since $t$-wise independence implies pairwise independence. Thus, pairwise independence, despite being the least restrictive form of independence in the $t$-wise independence hierarchy, can be as restrictive as mutual independence in the worst case.
Voice actors often re-read the same script while modifying their delivery in response to performance directions. We study this setting as direction-following TTS, where a system generates a new utterance that reflects a given direction relative to a reference utterance while preserving speaker identity and linguistic content. A key challenge is the lack of training data capturing such relative modifications. To address this, we propose a scalable pseudo-triplet construction pipeline that generates~(reference utterance, direction text, modified utterance) triplets. It generates controlled style variations using an impression-controllable TTS model and uses an LLM to produce natural language directions from estimated impression differences. Experimental results demonstrate that pseudo-triplets alone enable stable speaker-preserving modification, and that combining pseudo and recorded data further improves direction alignment while maintaining speaker similarity. Audio examples are available on our demo page https://ntt-hilab-gensp.github.io/IS2026pseudo/
Kenichi Fujita, Yusuke Ijima· 0 citations
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Volumetric video based on point cloud representations enables immersive virtual and augmented reality applications but introduces significant challenges for efficient and secure content delivery. Prior work proposed a selective coordinate encryption framework for point clouds that encrypts only a subset of coordinates, reducing computational costs while visually degrading unauthorized content. However, it remains unclear whether the remaining unencrypted information is sufficient to enable content reconstruction.
In this paper, we evaluate the robustness of selective coordinate encryption against machine learning-based reconstruction attacks. We consider an attacker with access to selectively encrypted point clouds attempting to recover encrypted coordinates without decryption by exploiting spatial and geometric correlations in the unencrypted data. We evaluate PointNet and Random Forest models under two encryption granularities: \texttt{X}, where all $X$ coordinates are encrypted, and \texttt{2X}, where every second $X$ coordinate is encrypted.
Our results show that reconstructing fully encrypted $X$ coordinates remains challenging, whereas the \texttt{2X} scheme leaks sufficient information through neighboring coordinates to enable accurate reconstruction. These findings demonstrate that the security of selective coordinate encryption depends strongly on encryption granularity.
Mohammad Waquas Usmani, Susmit Shannigrahi, Michael Zink· 0 citations
We study body-only, 12-class acted-emotion classification from skeleton motion under leave-performer-out (LPO) evaluation, a hard, underdetermined setting: chance is 8.3%, and a protocol-matched reproduced STGCN++ baseline reaches only 25.73 +/- 4.03% Macro-F1. We show that reliable gains come not from a new architecture but from combining eleven models with orthogonal error modes: under 10-fold LPO cross-validation on the labeled training performers, an equal-weight logit-mean ensemble reaches 36.80 +/- 4.00% per-fold Macro-F1, a protocol-matched +11.07 pp (+43% relative) over the same-split reproduced baseline. Our central contribution is a tested explanation suite: for a strong ensemble member, part-masking and counterfactual edits show (rather than assert) that its decisions depend on motion-grounded body-region evidence, and this region saliency aligns with rule-based Laban Movement Analysis (LMA) attributes far more than with classical kinematics: region-level saliency-LMA Spearman rho = +0.500 versus +0.033, roughly 15x, and the alignment holds for the submitted 11-way ensemble itself at rho = +0.517; the audit is post hoc and needs no retraining. The same suite faithfully reports a negative: within-window temporal saliency is diffuse rather than localized.
Recommender-system experiments often rely on a single random training seed, assuming that run-to-run stochasticity has limited impact on evaluation conclusions. This assumption is risky, as a training seed may influence several algorithm-dependent mechanisms, including parameter initialization, mini-batch ordering, dropout, masking, latent sampling, and training-time negative sampling. We examine this assumption by fixing the data partition and varying the training seed across hyperparameter configurations. We analyze seed effects at three levels: user-level metric sensitivity, validation-based model selection and recommendation-list agreement. Results show that seed variation is often detectable. Its impact depends on whether configurations are clearly separated, whether validation results transfer to test, and whether similar scores lead to similar top-$k$ lists. Findings suggest that reporting single-seed results can overstate the stability of recommender system evaluation, and that training seeds should be treated as part of the evaluation protocol rather than as incidental implementation noise.
Juan Manuel Rodriguez, Oleg Lesota, Antonela Tommasel· 0 citations
Large language models can look capable of logical reasoning, but correct or incorrect answers alone tell us little about what the model represents internally. We study logical verification in five open-weight transformer models using matched valid--invalid premise--claim pairs that vary across inference families, semantic domains, templates, and difficulty levels. Despite near-chance behavioral performance, logical validity is often almost perfectly decodable from hidden states and remains strongly decodable under held-out templates, domains, and inference families. Validity also remains highly decodable on behaviorally incorrect examples in the conditions where correctness-conditioned evaluation is well defined. At the same time, exhaustive leave-one-out tests reveal clear limits to this generalization, and interventions along probe-derived validity directions have only weak, nonspecific effects compared with random controls. Our results suggest that representing validity, expressing it in behavior, and using it causally are distinct. Validity related information can be strongly decodable from a model's hidden states without being reliably expressed in its output.
Gaussian graphical models (GGMs) are essential tools for interpretable structure learning. However, in high-dimensional, small-sample regimes, the available data is often insufficient for the maximum likelihood estimator to exist. Colored Gaussian graphical models (CGGMs) mitigate this limitation by imposing symmetry constraints through graph coloring, which reduces the required sample size. This minimal number of observations needed to guarantee that the estimator exists almost surely is defined as the maximum likelihood threshold (MLT). Here, we address the computation of the MLT for CGGMs by focusing on its geometric formulation: finding the minimum rank of a sample covariance matrix such that its projection lies almost surely within the interior of the cone of sufficient statistics. We establish a unified theoretical framework, extending results from uncolored to colored models and introducing new symbolic algorithms. Furthermore, we present a computational study integrating sampling with topological data analysis (TDA) to investigate the local geometry of the cone of sufficient statistics. Our results demonstrate the potential of TDA to overcome the computational bottlenecks of traditional symbolic algebraic methods, particularly Groebner basis computations, in analyzing the likelihood geometry of CGGMs.
Roser Homs, Olga Kuznetsova, Bernadette J. Stolz· 0 citations
Humanoid robots responding to emergency stop commands typically execute a fixed maneuver, without reasoning about whether a safe stop is actually feasible from the current state. We cast emergency stopping as a reach-avoid problem and propose Safe-Stop, a task-agnostic framework that pairs a learned stop policy with learned stoppability estimators. The estimators are complementary: a stop-probability estimator supervised by the actual outcomes of the fixed stop policy, and a reach-avoidance estimator supervised by a Hamilton-Jacobi backup over physical state. The first captures emergent stopping behavior of the learned controller; the second provides a complementary recoverability signal. Because the stop policy and estimators do not depend on the behavior policy that preceded the stop command, they transfer across diverse upstream tasks without retraining. At deployment, the two estimates are combined: Safe-Stop commits to the stop only when both estimators indicate that stopping remains feasible, otherwise it hands off to a fall policy, instantiated as a damping fallback. This agreement check yields decisions that are robust without sacrificing reactivity.
Junfeng Long, Pieter Abbeel, K. Sreenath et al.· 0 citations
The PGM-index (Ferragina and Vinciguerra, VLDB'20) is one of the most practical learned indexes, owing to its theoretical elegance and consistently strong empirical performance. It is built on optimal piecewise linear approximations (PLAs) that minimize the number of segments. In this paper, we ask how sensitive this optimal PLA itself is to poisoning attacks. We propose PGM-attack, an efficient poisoning attack that sequentially inserts adversarial keys to inflate the resulting number of segments, and we develop a method for deriving theoretical upper bounds on the number of segments attainable under arbitrary insertions. Our experiments show that poisoning only 10% of the keys allows PGM-attack to increase the segment count by up to 120x. On every evaluated instance, our instance-dependent upper bound is at most 1.92x the segment count attained by PGM-attack, certifying that PGM-attack achieves at least 52% of the optimum. This increase in the number of segments enlarges the PGM-index by up to 120x. Moreover, the attack also transfers to other learned indexes, substantially inflating the index size of PLA-based ones in particular. Our results reveal that, despite the optimality of its PLAs, the PGM-index has an intrinsic vulnerability rooted in its optimization objective, motivating robustness-aware objective design for future learned indexes. Our code is publicly available at https://github.com/atsukisato/pgm-attack.
Atsuki Sato, Martin Aum\"uller, Yusuke Matsui· 0 citations
Learning graph structures from data is a fundamental problem that spans a wide range of signal processing and machine learning tasks. While significant effort has been made to tackle the problem, existing research has largely evolved along two parallel directions. The first seeks to infer the topology of an individual graph from observations supported on it, whereas the second seeks to learn a generative distribution from observed graph instances, enabling the sampling of new graphs. This review presents a unified framework that connects these formulations by viewing them as inverse problems of a common generation process for graph data. We review the major methodologies within this framework, highlight their relationships, strengths, and limitations, and identify opportunities for integrating ideas across paradigms. By bridging graph topology learning and graph generation, this review provides a broader cross-disciplinary perspective on the field and outlines promising directions for future research.
Xiaowen Dong, Hoi-To Wai, Siheng Chen et al.· 0 citations
A new machine-learning framework aims to improve the success rate of computational protein design while moving away from results that reproduce sequences found in nature.
MIT News · Artificial Intelligence· news.mit.eduAug 24, 2026
A new method for surgically removing training examples from a model reveals that as datasets grow, the link between what a model learns and what it produces dissolves.
